About file compression


Introduction:

If you download many programs and files off the Internet, you've probably encountered ZIP files before. This compression system is a very handy invention, especially for Web users, because it lets you reduce the overall number of bits and bytes in a file so it can be transmitted faster over slower Internet connections, or take up less space on a disk. Once you download the file, your computer uses a program such as WinZip or Stuffit to expand the file back to its original size. If everything works correctly, the expanded file is identical to the original file before it was compressed.


How is it possible?

Most types of computer files are fairly redundant -- they have the same information listed over and over again. File-compression programs simply get rid of the redundancy. Instead of listing a piece of information over and over again, a file-compression program lists that information once and then refers back to it whenever it appears in the original program.

As an example, let's look at a type of information we're all familiar with: words.

In John F. Kennedy's 1961 inaugural address, he delivered this famous line:

"Ask not what your country can do for you -- ask what you can do for your country."

The quote has 17 words, made up of 61 letters, 16 spaces, one dash and one period. If each letter, space or punctuation mark takes up one unit of memory, we get a total file size of 79 units. To get the file size down, we need to look for redundancies.

Immediately, we notice that:

  • "ask" appears two times
  • "what" appears two times
  • "your" appears two times
  • "country" appears two times
  • "can" appears two times
  • "do" appears two times
  • "for" appears two times
  • "you" appears two times
Ignoring the difference between capital and lower-case letters, roughly half of the phrase is redundant. Nine words -- ask, not, what, your, country, can, do, for, you -- give us almost everything we need for the entire quote. To construct the second half of the phrase, we just point to the words in the first half and fill in the spaces and punctuation.


Redundancy and Algorithms

Most compression programs use a variation of the LZ adaptive dictionary-based algorithm to shrink files. "LZ" refers to Lempel and Ziv, the algorithm's creators, and "dictionary" refers to the method of cataloging pieces of data.

The system for arranging dictionaries varies, but it could be as simple as a numbered list. When we go through Kennedy's famous words, we pick out the words that are repeated and put them into the numbered index. Then, we simply write the number instead of writing out the whole word.

So, if this is our dictionary:

  1. ask
  2. what
  3. your
  4. country
  5. can
  6. do
  7. for
  8. you

Our sentence now reads:

"1 not 2 3 4 5 6 7 8 -- 1 2 8 5 6 7 3 4"


If you knew the system, you could easily reconstruct the original phrase using only this dictionary and number pattern. This is what the expansion program on your computer does when it expands a downloaded file. You might also have encountered compressed files that open themselves up. To create this sort of file, the programmer includes a simple expansion program with the compressed file. It automatically reconstructs the original file once it's downloaded.

But how much space have we actually saved with this system? "1 not 2 3 4 5 6 7 8 -- 1 2 8 5 6 7 3 4" is certainly shorter than "Ask not what your country can do for you; ask what you can do for your country;" but keep in mind that we need to save the dictionary itself along with the file.

In an actual compression scheme, figuring out the various file requirements would be fairly complicated; but for our purposes, let's go back to the idea that every character and every space takes up one unit of memory. We already saw that the full phrase takes up 79 units. Our compressed sentence (including spaces) takes up 37 units, and the dictionary (words and numbers) also takes up 37 units. This gives us a file size of 74, so we haven't reduced the file size by very much.

But this is only one sentence! You can imagine that if the compression program worked through the rest of Kennedy's speech, it would find these words and others repeated many more times.


Searching for patterns:

In our previous example, we picked out all the repeated words and put those in a dictionary. To us, this is the most obvious way to write a dictionary. But a compression program sees it quite differently: It doesn't have any concept of separate words -- it only looks for patterns. And in order to reduce the file size as much as possible, it carefully selects which patterns to include in the dictionary.

If we approach the phrase from this perspective, we end up with a completely different dictionary.

If the compression program scanned Kennedy's phrase, the first redundancy it would come across would be only a couple of letters long. In "ask not what your," there is a repeated pattern of the letter "t" followed by a space -- in "not" and "what." If the compression program wrote this to the dictionary, it could write a "1" every time a "t" were followed by a space. But in this short phrase, this pattern doesn't occur enough to make it a worthwhile entry, so the program would eventually overwrite it.

The next thing the program might notice is "ou," which appears in both "your" and "country." If this were a longer document, writing this pattern to the dictionary could save a lot of space -- "ou" is a fairly common combination in the English language. But as the compression program worked through this sentence, it would quickly discover a better choice for a dictionary entry: Not only is "ou" repeated, but the entire words "your" and "country" are both repeated, and they are actually repeated together, as the phrase "your country." In this case, the program would overwrite the dictionary entry for "ou" with the entry for "your country."

The phrase "can do for" is also repeated, one time followed by "your" and one time followed by "you," giving us a repeated pattern of "can do for you." This lets us write 15 characters (including spaces) with one number value, while "your country" only lets us write 13 characters (with spaces) with one number value, so the program would overwrite the "your country" entry as just "r country," and then write a separate entry for "can do for you." The program proceeds in this way, picking up all repeated bits of information and then calculating which patterns it should write to the dictionary. This ability to rewrite the dictionary is the "adaptive" part of LZ adaptive dictionary-based algorithm. The way a program actually does this is fairly complicated, as you can see by the discussions on Data-Compression.com.

No matter what specific method you use, this in-depth searching system lets you compress the file much more efficiently than you could by just picking out words. Using the patterns we picked out above, and adding "__" for spaces, we come up with this larger dictionary:


  1. ask__
  2. what__
  3. you
  4. r__country
  5. __can__do__for__you

And this smaller sentence:

"1not__2345__--__12354"

The sentence now takes up 18 units of memory, and our dictionary takes up 41 units. So we've compressed the total file size from 79 units to 59 units! This is just one way of compressing the phrase, and not necessarily the most efficient one.



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